Publications

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The Returns and Risk of Alternative Call Option Portfolio Investment Strategies

April 1978 | Derivatives/Options | Paper
Merton, Robert C., Myron S. Scholes, and Matthew L. Gladstein. “The Returns and Risk of Alternative Call Option Portfolio Investment Strategies.” Journal of Business 51 (April 1978): 183-242.

An Analytic Derivation of the Cost of Deposit Insurance and Loan Guarantees : An Application of Modern Option Pricing Theory

June 1977 | Derivatives/Options | Paper
Merton, Robert C. "An Analytic Derivation of the Cost of Deposit Insurance and Loan Guarantees : An Application of Modern Option Pricing Theory" Journal of Banking and Finance 1 (June 1977): 3-11.

On the Pricing of Contingent Claims and the Modigliani-Miller Theorem

November 1977 | Financial Engineering | Paper
Merton, Robert C. "On the Pricing of Contingent Claims and the Modigliani-Miller Theorem." Journal of Financial Economics 5 (November 1977): 241-249. (Chapter 13 in Continuous-Time Finance.)

A Reexamination of the Capital Asset Pricing Model

1977 | Financial Engineering | Book Chapter
Merton, Robert C. “A Reexamination of the Capital Asset Pricing Model.” In Studies in Risk and Return, edited by J. Bicksler and I. Friend. Cambridge, Mass.: Ballinger, 1977.

On the Microeconomic Theory of Investment Under Uncertainty [Working Paper]

October 1977 | |
Investment theory is the study of the individual behavior of house­ holds and economic organizations in the allocation of their resources to the available investment opportunities. For the purposes of investment theory, economic organizations are characterized as being members of one of two groups: "business firms" that hold as assets the physical means of production for the economy and finance their production decisions by issuing financial claims or securities; and "financial intermediaries" that hold financial claims as assets and finance these assets by issuing se­curities. Individuals or households are assumed to invest primarily in securities, and therefore invest only indirectly in physical assets. The markets in which these securities are traded are called the capital markets.

Continuous-Time Portfolio Theory and the Pricing of Contingent Claims

November 1976 | Continuous-Time Finance | Paper
Merton, Robert C. "Continuous-Time Portfolio Theory and the Pricing of Contingent Claims. [pdf]" MIT Sloan School of Management Working Paper Series, No. 881-76, November 1976.

Option Pricing When Underlying Stock Returns are Discontinuous

January-February 1976 | Derivatives/Options | Paper
Merton, Robert C. "Option Pricing When Underlying Stock Returns are Discontinuous." Journal of Financial Economics 3 (January-February 1976): 125-144. (Chapter 9 in Continuous-Time Finance.)